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Free, publicly-accessible full text available May 4, 2025
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Safe and Efficient Reinforcement Learning Using Disturbance-Observer-Based Control Barrier FunctionsSafe reinforcement learning (RL) with assured satisfaction of hard state constraints during training has recently received a lot of attention. Safety filters, e.g., based on control barrier functions (CBFs), provide a promising way for safe RL via modifying the unsafe actions of an RL agent on the fly. Existing safety filter-based approaches typically involve learning of uncertain dynamics and quantifying the learned model error, which leads to conservative filters before a large amount of data is collected to learn a good model, thereby preventing efficient exploration. This paper presents a method for safe and efficient RL using disturbance observers (DOBs) and control barrier functions (CBFs). Unlike most existing safe RL methods that deal with hard state constraints, our method does not involve model learning, and leverages DOBs to accurately estimate the pointwise value of the uncertainty, which is then incorporated into a robust CBF condition to generate safe actions. The DOB-based CBF can be used as a safety filter with model-free RL algorithms by minimally modifying the actions of an RL agent whenever necessary to ensure safety throughout the learning process. Simulation results on a unicycle and a 2D quadrotor demonstrate that the proposed method outperforms a state-of-the-art safe RL algorithm using CBFs and Gaussian processes-based model learning, in terms of safety violation rate, and sample and computational efficiency.more » « less
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Safe and Efficient Reinforcement Learning using Disturbance-Observer-Based Control Barrier FunctionsMatni, Nikolai ; Morari, Manfred ; Pappas, George J. (Ed.)Safe reinforcement learning (RL) with assured satisfaction of hard state constraints during training has recently received a lot of attention. Safety filters, e.g., based on control barrier functions (CBFs), provide a promising way for safe RL via modifying the unsafe actions of an RL agent on the fly. Existing safety filter-based approaches typically involve learning of uncertain dynamics and quantifying the learned model error, which leads to conservative filters before a large amount of data is collected to learn a good model, thereby preventing efficient exploration. This paper presents a method for safe and efficient RL using disturbance observers (DOBs) and control barrier functions (CBFs). Unlike most existing safe RL methods that deal with hard state constraints, our method does not involve model learning, and leverages DOBs to accurately estimate the pointwise value of the uncertainty, which is then incorporated into a robust CBF condition to generate safe actions. The DOB-based CBF can be used as a safety filter with model-free RL algorithms by minimally modifying the actions of an RL agent whenever necessary to ensure safety throughout the learning process. Simulation results on a unicycle and a 2D quadrotor demonstrate that the proposed method outperforms a state-of-the-art safe RL algorithm using CBFs and Gaussian processes-based model learning, in terms of safety violation rate, and sample and computational efficiency.more » « less
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This paper presents a tracking controller for nonlinear systems with matched uncertainties based on contraction metrics and disturbance estimation that provides exponential convergence guarantees. Within the proposed approach, a disturbance estimator is proposed to estimate the pointwise value of the uncertainties, with a pre-computable estimation error bounds (EEB). The estimated disturbance and the EEB are then incorporated in a robust Riemannian energy condition to compute the control law that guarantees exponential convergence of actual state trajectories to desired ones. Simulation results on aircraft and planar quadrotor systems demonstrate the efficacy of the proposed controller, which yields better tracking performance than existing controllers for both systems.more » « less