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1. Cooperative Car-Following and Merging: A Novel Merge Control Strategy Considering Cooperative Adaptive Cruise Control and Courtesy

   Jiang, L. ( January 2021 , Proceedings of the 100th Transportation Research Board Annual Meeting)

   null (Ed.)

   This study focuses on how to improve the merge control prior to lane reduction points due to either accidents or constructions. A Cooperative Car-following and Merging (CCM) control strategy is proposed considering the coexistence of Automated Vehicles (AVs) and Human-4 Driven Vehicles (HDVs). CCM introduces a modified/generalized Cooperative Adaptive Cruise Control (CACC) for vehicle longitudinal control prior to lane reduction points. It also takes courtesy into account to ensure that AVs behave responsibly and ethically. CCM is evaluated using microscopic traffic simulation and compared with no control and CACC merge strategies. The results show that CCM consistently generates the lowest delays and highest throughputs approaching the theoretical capacity. Its safety benefits are also found to be significant based on vehicle trajectories and density maps. AVs in this study do not need to be fully automated and can be at Level-1 automation. CCM only requires automated longitudinal control such as Adaptive Cruise Control (ACC) and information sharing among vehicles, and ACC is already commercially available on many new vehicles. Also, it does not need 100% ACC penetration, presenting itself as a promising and practical solution for improving traffic operations in lane reduction transition areas such as highway work zones. 

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2. A Unified Framework for Data-Driven Optimal Control of Connected Vehicles in Mixed Traffic

   https://doi.org/10.1109/TIV.2023.3287131  

   Liu, Tong ; Cui, Leilei ; Pang, Bo ; Jiang, Zhong-Ping ( August 2023 , IEEE Transactions on Intelligent Vehicles)

   This paper presents a unified approach to the problem of learning-based optimal control of connected human-driven and autonomous vehicles in mixed-traffic environments including both the freeway and ring road settings. The stabilizability of a string of connected vehicles including multiple autonomous vehicles (AVs) and heterogeneous human-driven vehicles (HDVs) is studied by a model reduction technique and the Popov-Belevitch-Hautus (PBH) test. For this problem setup, a linear quadratic regulator (LQR) problem is formulated and a solution based on adaptive dynamic programming (ADP) techniques is proposed without a priori knowledge on model parameters. To start the learning process, an initial stabilizing control law is obtained using the small-gain theorem for the ring road case. It is shown that the obtained stabilizing control law can achieve general Lp string stability under appropriate conditions. Besides, to minimize the impact of external disturbance, a linear quadratic zero-sum game is introduced and solved by an iterative learning-based algorithm. Finally, the simulation results verify the theoretical analysis and the proposed methods achieve desirable performance for control of a mixed-vehicular network. 

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3. A distributionally robust stochastic optimization-based model predictive control with distributionally robust chance constraints for cooperative adaptive cruise control under uncertain traffic conditions

   https://doi.org/10.1016/j.trb.2020.05.001  

   Zhao, S. ; Zhang, K. ( August 2020 , Transportation research)

   Motivated by connected and automated vehicle (CAV) technologies, this paper proposes a data-driven optimization-based Model Predictive Control (MPC) modeling framework for the Cooperative Adaptive Cruise Control (CACC) of a string of CAVs under uncertain traffic conditions. The proposed data-driven optimization-based MPC modeling framework aims to improve the stability, robustness, and safety of longitudinal cooperative automated driving involving a string of CAVs under uncertain traffic conditions using Vehicle-to-Vehicle (V2V) data. Based on an online learning-based driving dynamics prediction model, we predict the uncertain driving states of the vehicles preceding the controlled CAVs. With the predicted driving states of the preceding vehicles, we solve a constrained Finite-Horizon Optimal Control problem to predict the uncertain driving states of the controlled CAVs. To obtain the optimal acceleration or deceleration commands for the CAVs under uncertainties, we formulate a Distributionally Robust Stochastic Optimization (DRSO) model (i.e. a special case of data-driven optimization models under moment bounds) with a Distributionally Robust Chance Constraint (DRCC). The predicted uncertain driving states of the immediately preceding vehicles and the controlled CAVs will be utilized in the safety constraint and the reference driving states of the DRSO-DRCC model. To solve the minimax program of the DRSO-DRCC model, we reformulate the relaxed dual problem as a Semidefinite Program (SDP) of the original DRSO-DRCC model based on the strong duality theory and the Semidefinite Relaxation technique. In addition, we propose two methods for solving the relaxed SDP problem. We use Next Generation Simulation (NGSIM) data to demonstrate the proposed model in numerical experiments. The experimental results and analyses demonstrate that the proposed model can obtain string-stable, robust, and safe longitudinal cooperative automated driving control of CAVs by proper settings, including the driving-dynamics prediction model, prediction horizon lengths, and time headways. Computational analyses are conducted to validate the efficiency of the proposed methods for solving the DRSO-DRCC model for real-time automated driving applications within proper settings. 

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4. Real-Time Distributed Cooperative Adaptive Cruise Control Model Considering Time Delays and Actuator Lag

   https://doi.org/10.1177/03611981221091762  

   Tan, Yingtong ; Zhang, Kuilin ( May 2022 , Transportation Research Record: Journal of the Transportation Research Board)

   Real-time control of a fleet of Connected and Automated Vehicles (CAV) for Cooperative Adaptive Cruise Control (CACC) is a challenging problem concerning time delays (from sensing, communication, and computation) and actuator lag. This paper proposes a real-time predictive distributed CACC control framework that addresses time delays and actuator lag issues in the real-time networked control systems. We first formulate a Kalman Filter-based real-time current driving state prediction model to provide more accurate initial conditions for the distributed CACC controller by compensating time delays using sensing data from multi-rate onboard sensors (e.g., Radar, GPS, wheel speed, and accelerometer), and status-sharing and intent-sharing data in BSM via V2V communication. We solve the prediction model using a sequential Kalman Filter update process for multi-rate sensing data to improve computational efficiency. We propose a real-time distributed MPC-based CACC controller with actuator lag and intent-sharing information for each CAV with the delay-compensated predicted current driving states as initial conditions. We implement the real-time predictive distributed CACC control algorithms and conduct numerical analyses to demonstrate the benefits of intent-sharing-based distributed computing, delay compensation, and actuator lag consideration on string stability under various traffic dynamics. 

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5. A Safety-Prioritized Receding Horizon Control Framework for Platoon Formation in a Mixed Traffic Environment

   Mahbub, A M. ; Le, V.-A. ; Malikopoulos, A.A. ( July 2023 , Automatica)

   Platoon formation with connected and automated vehicles (CAVs) in a mixed traffic environment poses significant challenges due to the presence of human-driven vehicles (HDVs) with unknown dynamics and control actions. In this paper, we develop a safety-prioritized receding horizon control framework for creating platoons of HDVs preceded by a CAV Our framework ensures indirect control of the following HDVs by directly controlling the leading CAV given the safety constraints. The framework utilizes a data-driven prediction model that is based on the recursive least squares algorithm and the constant time headway relative velocity car-following model to predict future trajectories of human-driven vehicles. To demonstrate the efficacy of the proposed framework, we conduct numerical simulations and provide the associated scalability, robustness, and performance analyses. 

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