Abstract We develop a new class of spatial voting models for binary preference data that can accommodate both monotonic and non-monotonic response functions, and are more flexible than alternative “unfolding” models previously introduced in the literature. We then use these models to estimate revealed preferences for legislators in the U.S. House of Representatives and justices on the U.S. Supreme Court. The results from these applications indicate that the new models provide superior complexity-adjusted performance to various alternatives and that the additional flexibility leads to preferences’ estimates that more closely match the perceived ideological positions of legislators and justices.
more »
« less
Dynamic factor models for binary data in circular spaces: an application to the US Supreme Court
Abstract Latent factor models are widely used in the social and behavioural sciences as scaling tools to map discrete multivariate outcomes into low-dimensional, continuous scales. In political science, dynamic versions of classical factor models have been widely used to study the evolution of justices’ preferences in multi-judge courts. In this paper, we discuss a new dynamic factor model that relies on a latent circular space that can accommodate voting behaviours in which justices commonly understood to be on opposite ends of the ideological spectrum vote together on a substantial number of otherwise closely divided opinions. We apply this model to data on nonunanimous decisions made by the US Supreme Court between 1937 and 2021, and show that for most of this period, voting patterns can be better described by a circular latent space.
more »
« less
- PAR ID:
- 10509492
- Publisher / Repository:
- Oxford University Press
- Date Published:
- Journal Name:
- Journal of the Royal Statistical Society Series C: Applied Statistics
- Volume:
- 73
- Issue:
- 4
- ISSN:
- 0035-9254
- Format(s):
- Medium: X Size: p. 1042-1064
- Size(s):
- p. 1042-1064
- Sponsoring Org:
- National Science Foundation
More Like this
-
-
null (Ed.)The voting patterns of the nine justices on the United States Supreme Court continue to fascinate and perplex observers of the Court. While it is commonly understood that the division of the justices into a liberal branch and a conservative branch inevitably drives many case outcomes, there are finer, less transparent divisions within these two main branches that have proven difficult to extract empirically. This study imports methods from evolutionary biology to help illuminate the intricate and often overlooked branching structure of the justices’ voting behavior. Specifically, phylogenetic tree estimation based on voting disagreement rates is used to extend ideal point estimation to the non-Euclidean setting of hyperbolic metrics. After introducing this framework, comparing it to one- and two-dimensional multidimensional scaling, and arguing that it flexibly captures important higher-dimensional voting behavior, a handful of potential ways to apply this tool are presented. The emphasis throughout is on interpreting these judicial trees and extracting qualitative insights from them.more » « less
-
Guimerà, Roger (Ed.)We study the U.S. Supreme Court dynamics by analyzing the temporal evolution of the underlying policy positions of the Supreme Court Justices as reflected by their actual voting data, using functional data analysis methods. The proposed fully flexible nonparametric method makes it possible to dissect the time-dynamics of policy positions at the level of individual Justices, as well as providing a comprehensive view of the ideology evolution over the history of Supreme Court since its establishment. In addition to quantifying individual Justice’s policy positions, we uncover average changes over time and also the major patterns of change over time. Additionally, our approach allows for representing highly complex dynamic trajectories by a few principal components which complements other models of analyzing and predicting court behavior.more » « less
-
The state-space models (SSMs) are widely used in a variety of areas where a set of observable variables are used to track some latent variables. While most existing works focus on the statistical modeling of the relationship between the latent variables and observable variables or statistical inferences of the latent variables based on the observable variables, it comes to our awareness that an important problem has been largely neglected. In many applications, although the latent variables cannot be routinely acquired, they can be occasionally acquired to enhance the monitoring of the state-space system. Therefore, in this paper, novel dynamic inspection (DI) methods under a general framework of SSMs are developed to identify and inspect the latent variables that are most uncertain. Extensive numeric studies are conducted to demonstrate the effectiveness of the proposed methods.more » « less
-
Abstract Spatial voting models are widely used in political science to analyze legislators’ preferences and voting behavior. Traditional models assume that legislators’ ideal points are static across different types of votes. This article extends the Bayesian spatial voting model to incorporate hierarchical Bayesian methods, allowing for the identification of covariates that explain differences in legislators’ ideal points across voting domains. We apply this model to procedural and final passage votes in the U.S. House of Representatives from the 93rd through 113th Congresses. Our findings indicate that legislators in the minority party and those representing moderate constituencies are more likely to exhibit different ideal points between procedural and final passage votes. This research advances the methodology of ideal point estimation by simultaneously scaling ideal points and explaining variation in these points, providing a more nuanced understanding of legislative voting behavior.more » « less
An official website of the United States government
