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  1. Federated learning (FL) is a learning paradigm that allows the central server to learn from different data sources while keeping the data private locally. Without controlling and monitoring the local data collection process, the locally available training labels are likely noisy, i.e., the collected training labels differ from the unobservable ground truth. Additionally, in heterogenous FL, each local client may only have access to a subset of label space (referred to as openset label learning), meanwhile without overlapping with others. In this work, we study the challenge of FL with local openset noisy labels. We observe that many existing solutions in the noisy label literature, e.g., loss correction, are ineffective during local training due to overfitting to noisy labels and being not generalizable to openset labels. For the methods in FL, different estimated metrics are shared. To address the problems, we design a label communication mechanism that shares "contrastive labels" randomly selected from clients with the server. The privacy of the shared contrastive labels is protected by label differential privacy (DP). Both the DP guarantee and the effectiveness of our approach are theoretically guaranteed. Compared with several baseline methods, our solution shows its efficiency in several public benchmarks and real-world datasets under different noise ratios and noise models. 
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    Free, publicly-accessible full text available September 29, 2025
  2. Language models have shown promise in various tasks but can be affected by undesired data during training, fine-tuning, or alignment. For example, if some unsafe conversations are wrongly annotated as safe ones, the model fine-tuned on these samples may be harmful. Therefore, the correctness of annotations, i.e., the credibility of the dataset, is important. This study focuses on the credibility of real-world datasets, including the popular benchmarks Jigsaw Civil Comments, Anthropic Harmless & Red Team, PKU BeaverTails & SafeRLHF, that can be used for training a harmless language model. Given the cost and difficulty of cleaning these datasets by humans, we introduce a systematic framework for evaluating the credibility of datasets, identifying label errors, and evaluating the influence of noisy labels in the curated language data, specifically focusing on unsafe comments and conversation classification. With the framework, we find and fix an average of 6.16% label errors in 11 datasets constructed from the above benchmarks. The data credibility and downstream learning performance can be remarkably improved by directly fixing label errors, indicating the significance of cleaning existing real-world datasets. 
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    Free, publicly-accessible full text available May 7, 2025
  3. We consider a federated learning (FL) system consisting of multiple clients and a server, where the clients aim to collaboratively learn a common decision model from their distributed data. Unlike the conventional FL framework that assumes the client's data is static, we consider scenarios where the clients' data distributions may be reshaped by the deployed decision model. In this work, we leverage the idea of distribution shift mappings in performative prediction to formalize this model-dependent data distribution shift and propose a performative FL framework. We first introduce necessary and sufficient conditions for the existence of a unique performative stable solution and characterize its distance to the performative optimal solution. Then we propose the performative FedAvg algorithm and show that it converges to the performative stable solution at a rate of O(1/T) under both full and partial participation schemes.In particular, we use novel proof techniques and show how the clients' heterogeneity influences the convergence. Numerical results validate our analysis and provide valuable insights into real-world applications. 
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  4. The noise transition matrix plays a central role in the problem of learning with noisy labels. Among many other reasons, a large number of existing solutions rely on access to it. Identifying and estimating the transition matrix without ground truth labels is a critical and challenging task. When label noise transition depends on each instance, the problem of identifying the instance-dependent noise transition matrix becomes substantially more challenging. Despite recent works proposing solutions for learning from instance-dependent noisy labels, the field lacks a unified understanding of when such a problem remains identifiable. The goal of this paper is to characterize the identifiability of the label noise transition matrix. Building on Kruskal's identifiability results, we are able to show the necessity of multiple noisy labels in identifying the noise transition matrix for the generic case at the instance level. We further instantiate the results to explain the successes of the state-of-the-art solutions and how additional assumptions alleviated the requirement of multiple noisy labels. Our result also reveals that disentangled features are helpful in the above identification task and we provide empirical evidence. 
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  5. Designing robust loss functions is popular in learning with noisy labels while existing designs did not explicitly consider the overfitting property of deep neural networks (DNNs). As a result, applying these losses may still suffer from overfitting/memorizing noisy labels as training proceeds. In this paper, we first theoretically analyze the memorization effect and show that a lower-capacity model may perform better on noisy datasets. However, it is non-trivial to design a neural network with the best capacity given an arbitrary task. To circumvent this dilemma, instead of changing the model architecture, we decouple DNNs into an encoder followed by a linear classifier and propose to restrict the function space of a DNN by a representation regularizer. Particularly, we require the distance between two self-supervised features to be positively related to the distance between the corresponding two supervised model outputs. Our proposed framework is easily extendable and can incorporate many other robust loss functions to further improve performance. Extensive experiments and theoretical analyses support our claims. Code is available at https://github.com/UCSC-REAL/SelfSup_NoisyLabel. 
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  6. The generalization ability of machine learning models degrades significantly when the test distribution shifts away from the training distribution. We investigate the problem of training models that are robust to shifts caused by changes in the distribution of class-priors or group-priors. The presence of skewed training priors can often lead to the models overfitting to spurious features. Unlike existing methods, which optimize for either the worst or the average performance over classes or groups, our work is motivated by the need for finer control over the robustness properties of the model. We present an extremely lightweight post-hoc approach that performs scaling adjustments to predictions from a pre-trained model, with the goal of minimizing a distributionally robust loss around a chosen target distribution. These adjustments are computed by solving a constrained optimization problem on a validation set and applied to the model during test time. Our constrained optimization objective is inspired from a natural notion of robustness to controlled distribution shifts. Our method comes with provable guarantees and empirically makes a strong case for distributional robust post-hoc classifiers. An empirical implementation is available at https://github.com/weijiaheng/Drops. 
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  7. Strictly proper scoring rules (SPSR) are incentive compatible for eliciting information about random variables from strategic agents when the principal can reward agents after the realization of the random variables. They also quantify the quality of elicited information, with more accurate predictions receiving higher scores in expectation. In this paper, we extend such scoring rules to settings where a principal elicits private probabilistic beliefs but only has access to agents’ reports. We name our solution Surrogate Scoring Rules (SSR). SSR is built on a bias correction step and an error rate estimation procedure for a reference answer defined using agents’ reports. We show that, with a little information about the prior distribution of the random variables, SSR in a multi-task setting recover SPSR in expectation, as if having access to the ground truth. Therefore, a salient feature of SSR is that they quantify the quality of information despite the lack of ground truth, just as SPSR do for the setting with ground truth. As a by-product, SSR induce dominant uniform strategy truthfulness in reporting. Our method is verified both theoretically and empirically using data collected from real human forecasters. 
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  8. Many publications on COVID-19 were released on preprint servers such as medRxiv and bioRxiv. It is unknown how reliable these preprints are, and which ones will eventually be published in scientific journals. In this study, we use crowdsourced human forecasts to predict publication outcomes and future citation counts for a sample of 400 preprints with high Altmetric score. Most of these preprints were published within 1 year of upload on a preprint server (70%), with a considerable fraction (45%) appearing in a high-impact journal with a journal impact factor of at least 10. On average, the preprints received 162 citations within the first year. We found that forecasters can predict if preprints will be published after 1 year and if the publishing journal has high impact. Forecasts are also informative with respect to Google Scholar citations within 1 year of upload on a preprint server. For both types of assessment, we found statistically significant positive correlations between forecasts and observed outcomes. While the forecasts can help to provide a preliminary assessment of preprints at a faster pace than traditional peer-review, it remains to be investigated if such an assessment is suited to identify methodological problems in preprints. 
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  9. Wisdom of the crowd (Surowiecki, 2005a) disclosed a striking fact that the majority voting answer from a crowd is usually more accurate than a few individual experts. The same story is observed in machine learning - ensemble methods (Dietterich, 2000) leverage this idea to exploit multiple machine learning algorithms in various settings e.g., supervised learning and semi-supervised learning to achieve better performance by aggregating the predictions of different algorithms than that obtained from any constituent algorithm alone. Nonetheless, the existing aggregating rule would fail when the majority answer of all the constituent algorithms is more likely to be wrong. In this paper, we extend the idea proposed in Bayesian Truth Serum (Prelec, 2004) that “a surprisingly more popular answer is more likely to be the true answer instead of the majority one” to supervised classification further improved by ensemble final predictions method and semi-supervised classification (e.g., MixMatch (Berthelot et al., 2019)) enhanced by ensemble data augmentations method. The challenge for us is to define or detect when an answer should be considered as being “surprising”. We present two machine learning aided methods which can reveal the truth when the minority instead of majority has the true answer on both settings of supervised and semi-supervised classification problems. We name our proposed method the Machine Truth Serum. Our experiments on a set of classification tasks (image, text, etc.) show that the classification performance can be further improved by applying Machine Truth Serum in the ensemble final predictions step (supervised) and in the ensemble data augmentations step (semi-supervised). 
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